Yi (SFC:AXB625) Guo
郭翼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AXB625) Guo (郭翼), a licensed former licensee with CE reference AXB625. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-08-23 | 2012-05-19 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-04 | 2011-05-31 |