Teresa Lim Tak Chan
陳念德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Lim Tak Chan (陳念德), a licensed former licensee with CE reference AXC310. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-04 | 2023-05-31 |
| Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-10-04 | 2023-05-31 |
| Yonghe Securities (Hong Kong) Limited 庸和證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-31 | 2020-08-04 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-27 | 2016-12-15 |