Alvin Wai Yin Hsieh
謝偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Wai Yin Hsieh (謝偉賢), a licensed Responsible Officer with CE reference AXC624. Currently licensed at 1 firm(s): BaoJia Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-17 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
RO | Type 9 — Asset management | 2022-01-17 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-27 | 2020-11-21 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-20 | 2020-11-21 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 — Asset management | 2016-09-15 | 2017-12-15 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-29 | 2016-09-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2011-12-28 | 2016-01-26 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2016-01-26 |