Han Liu
劉涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Liu (劉涵), a licensed Responsible Officer with CE reference AXC845. Currently licensed at 1 firm(s): China Harbour International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-01 | present |
| China Harbour International Asset Management Limited 中灣國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-01 | 2024-07-05 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-06 | 2023-04-14 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-06 | 2023-04-14 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-04 | 2021-09-23 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-19 | 2020-01-17 |