Ching Hsuan Chu

朱靜萱
CE No. AXD387 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Hsuan Chu (朱靜萱), a licensed Responsible Officer with CE reference AXD387. Currently licensed at 1 firm(s): StoneX Financial (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
StoneX Financial (HK) Limited
RO Type 1 — Dealing in securities 2025-11-07 present
StoneX Financial (HK) Limited
Rep Type 1 — Dealing in securities 2024-10-29 2025-11-07
Amherst Pierpont International Limited
RO Type 1 — Dealing in securities 2022-01-12 2022-12-11
Amherst Pierpont International Limited
RO Type 4 — Advising on securities 2022-01-12 2022-12-11
Amherst Pierpont International Limited
Rep Type 1 — Dealing in securities 2016-11-15 2022-01-12
Amherst Pierpont International Limited
Rep Type 4 — Advising on securities 2016-11-15 2022-01-12
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 1 — Dealing in securities 2014-12-11 2016-09-14
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 — Dealing in securities 2011-04-19 2014-09-09

Related