Xia Wang
王夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Wang (王夏), a licensed Representative with CE reference AXD689. Currently licensed at 1 firm(s): GCM Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCM Investments Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-05-16 | present |
| GCM Investments Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-05-16 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2014-01-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-15 | 2014-01-03 |