Siu Chung Tsang
曾少聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chung Tsang (曾少聰), a licensed former licensee with CE reference AXF532. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-20 | 2023-08-23 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-12-20 | 2023-08-23 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-06 | 2023-08-23 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-06 | 2023-08-23 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 9 — Asset management | 2021-09-06 | 2023-08-23 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2021-05-20 | 2021-05-31 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2021-05-20 | 2021-05-31 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2021-05-20 | 2021-05-31 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2021-05-20 | 2021-05-31 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2021-02-22 | 2021-05-20 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2021-02-09 | 2021-05-20 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2021-02-09 | 2021-05-20 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2021-02-09 | 2021-05-20 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2020-06-01 | 2021-01-04 |
| Nerico Brothers Limited | RO | Type 3 — Leveraged foreign exchange trading | 2017-07-28 | 2020-06-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2015-08-27 | 2021-01-04 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-27 | 2021-01-04 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2015-08-27 | 2021-01-04 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-30 | 2017-07-28 |