Linli Zeng
曾琳荔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linli Zeng (曾琳荔), a licensed former licensee with CE reference AXF647. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2018-09-24 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-11 | 2018-09-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-05 | 2016-07-27 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-20 | 2014-05-31 |