Alex Lik Hang Sum
沈力恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Lik Hang Sum (沈力恆), a licensed former licensee with CE reference AXF998. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-27 | 2017-07-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-04 | 2015-08-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2014-01-13 |