Morgan Anne Woodcock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morgan Anne Woodcock, a licensed Representative with CE reference AXG147. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-10 | present |
| Eton Park Asia Limited | Rep | Type 9 — Asset management | 2013-08-12 | 2017-04-07 |
| Allard Partners Limited 全亞達投資有限公司 |
Rep | Type 9 — Asset management | 2012-11-01 | 2013-07-26 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2012-02-06 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-05-09 | 2012-02-06 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2011-05-09 | 2012-02-06 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2011-05-09 | 2012-02-06 |