Ka Yu Lam
林家裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Lam (林家裕), a licensed Representative with CE reference AXG492. Currently licensed at 1 firm(s): Nard Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nard Capital Limited 納德資本有限公司 |
Rep | Type 9 — Asset management | 2022-01-06 | present |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-29 | 2021-10-21 |
| WIM Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2017-06-12 | 2019-09-30 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-06 | 2017-04-21 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-30 | 2017-02-17 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-11 | 2012-03-31 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-11 | 2012-03-31 |