Yan Chak Sham

沈恩澤
CE No. AXG998 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Chak Sham (沈恩澤), a licensed former licensee with CE reference AXG998. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
S&P Global Ratings Hong Kong Limited Rep Type 10 — Providing credit rating services 2025-06-13 2025-07-13
S&P Global Ratings Hong Kong Limited Rep Type 10 — Providing credit rating services 2021-05-10 2022-09-21
S&P Global Ratings Hong Kong Limited RO Type 10 — Providing credit rating services 2018-07-16 2021-05-10
S&P Global Ratings Hong Kong Limited Rep Type 10 — Providing credit rating services 2011-06-01 2018-07-16

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