Yuen Yan Chan
陳婉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yan Chan (陳婉恩), a licensed former licensee with CE reference AXH396. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2022-08-31 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-09 | 2022-08-31 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-05 | 2022-09-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-07-24 | 2014-06-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-14 | 2014-06-01 |