Kwok Fai Tam
譚國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Tam (譚國輝), a licensed Representative with CE reference AXH496. Currently licensed at 1 firm(s): KEYSTONE CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2024-05-13 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-11 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-11 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-10-02 | 2015-02-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-25 | 2024-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2024-02-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-04 | 2024-02-23 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2011-06-28 |