Yiwen (SFC:AXH925) Chen
陳譯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiwen (SFC:AXH925) Chen (陳譯文), a licensed former licensee with CE reference AXH925. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | 2022-10-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | 2022-10-13 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-21 | 2022-10-13 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-21 | 2022-10-13 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-03 | 2012-05-31 |