Rikio Shima
志摩力男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rikio Shima (志摩力男), a licensed former licensee with CE reference AXI362. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-25 | 2011-10-13 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-07-25 | 2011-10-13 |
| Aktis Capital Advisory Limited 瀚曦投資咨詢有限公司 |
Rep | Type 9 — Asset management | 2011-06-23 | 2011-10-13 |