Shun Yip Chow
周順業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Yip Chow (周順業), a licensed Representative with CE reference AXJ789. Currently licensed at 1 firm(s): Positano Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-05 | present |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2019-10-03 | present |
| Victoire Asia Investments Limited 維勝亞洲投資有限公司 |
RO | Type 9 — Asset management | 2014-03-07 | 2019-05-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2013-01-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2013-01-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2013-01-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2013-01-28 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-06-07 | 2013-01-28 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2011-06-07 | 2013-01-28 |