Dale Qingpu Zhu
朱青浦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dale Qingpu Zhu (朱青浦), a licensed former licensee with CE reference AXJ833. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-06 | 2023-09-06 |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-06 | 2024-03-05 |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 — Asset management | 2016-03-01 | 2020-07-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-03-19 | 2014-04-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-03-19 | 2014-04-16 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2013-03-19 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-06-08 | 2013-03-19 |