Yik Wa Chan
陳億華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Wa Chan (陳億華), a licensed Representative with CE reference AXL029. Currently licensed at 2 firm(s): Topaz Capital Management Limited, Topaz Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-11 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-29 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-29 | present |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-20 | 2015-10-08 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2015-02-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-12-31 | 2014-07-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-28 | 2014-07-04 |