Ronald Winardi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Winardi ( ), a licensed former licensee with CE reference AXL931. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-02-27 | 2018-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-01-29 | 2018-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-09-21 | 2017-09-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-02 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-11-28 | 2016-12-02 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-03-21 | 2016-03-22 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2016-02-25 | 2016-03-02 |
| Hillhouse Investment Management Limited 高瓴投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-22 | 2015-08-14 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-06-20 | 2013-08-01 |