David Patrick Ho
何嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Patrick Ho (何嘉豪), a licensed Responsible Officer with CE reference AXM023. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-11-22 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-11-22 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2022-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-27 | 2022-11-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-06-27 | 2016-01-22 |