Yong Li
李勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Li (李勇), a licensed former licensee with CE reference AXM324. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-28 | 2018-10-16 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-28 | 2018-10-16 |
| D&R International Capital Management (Hong Kong) Limited 達仁國際資本管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-11-28 | 2018-10-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-29 | 2013-07-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-29 | 2013-07-26 |