Jianguo Yao
姚建國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianguo Yao (姚建國), a licensed Representative with CE reference AXM464. Currently licensed at 1 firm(s): STAR RIVER SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-17 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-17 | present |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-03-10 | 2024-02-09 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2021-12-24 | 2022-10-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2021-12-24 | 2022-10-31 |
| CBRE Investment Management (Asia) Limited |
RO | Type 1 — Dealing in securities | 2020-05-08 | 2021-10-13 |
| CBRE Investment Management (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2016-01-05 | 2020-05-08 |
| CBRE Investment Management (Asia) Limited |
Rep | Type 4 — Advising on securities | 2016-01-05 | 2021-10-13 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-07-27 | 2013-09-01 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-07-27 | 2013-09-01 |