Zhuo Deng
鄧卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Deng (鄧卓), a licensed former licensee with CE reference AXO917. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-27 | 2019-03-18 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-27 | 2019-03-18 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-27 | 2019-03-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-04 | 2015-07-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-04 | 2015-07-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-04 | 2015-07-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-05 | 2012-02-05 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-05 | 2012-02-05 |