Vincent Ming Chi Kwan
關明智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Ming Chi Kwan (關明智), a licensed Responsible Officer with CE reference AXQ716. Currently licensed at 1 firm(s): Kietex Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2025-03-13 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2025-03-13 | present |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-24 | 2025-03-13 |
| Kietex Capital Limited 旗德資本有限公司 |
Rep | Type 9 — Asset management | 2024-05-24 | 2025-03-13 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-07-21 | 2018-01-31 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2011-07-21 | 2018-01-31 |