Shiu Chung Chan
陳兆聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Chung Chan (陳兆聰), a licensed Responsible Officer with CE reference AXR111. Currently licensed at 1 firm(s): Emperio Securities and Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-25 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | 2025-06-25 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-05 | 2025-06-25 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-05 | 2025-06-25 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-02 | 2019-08-26 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-02 | 2019-08-26 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2012-04-14 |