Nicholas John Francis Hoar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas John Francis Hoar, a licensed Representative with CE reference AXR713. Currently licensed at 1 firm(s): Asia Pacific Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2025-09-04 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 6 — Advising on corporate finance | 2025-09-04 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2025-09-04 | present |
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2012-03-21 | 2022-07-29 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2012-03-21 | 2022-07-29 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2012-03-21 | 2012-05-25 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2011-11-28 | 2012-03-21 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-08-25 | 2011-11-25 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-08-25 | 2011-11-25 |