Yu (SFC:AXS402) Guan
管宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AXS402) Guan (管宇), a licensed former licensee with CE reference AXS402. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| King Tower Asset Management Company Limited 景泰利豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-09-23 | 2025-08-15 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-27 | 2014-05-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-07-27 | 2014-05-30 |