Raphael Benjamin Charles Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Benjamin Charles Law ( ), a licensed former licensee with CE reference AXS913. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-05-09 | 2024-03-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-21 | 2021-05-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-12-21 | 2020-05-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2021-05-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2014-05-20 |