Carol Fan
范嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Fan (范嘉琳), a licensed former licensee with CE reference AXU891. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-17 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-13 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-05 | 2016-09-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-05 | 2015-11-17 |