Melody Xian He
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Xian He, a licensed Responsible Officer with CE reference AXU973. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-05 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-07-05 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-17 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-22 | 2016-07-05 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-17 | 2016-07-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-08-18 | 2012-04-19 |