Andy Yiu Chung Wong
黃耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Yiu Chung Wong (黃耀宗), a licensed Representative with CE reference AXV027. Currently licensed at 1 firm(s): Lindale Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lindale Capital Limited | Rep | Type 1 — Dealing in securities | 2024-07-11 | present |
| Lindale Capital Limited | Rep | Type 4 — Advising on securities | 2024-07-11 | present |
| Lindale Capital Limited | Rep | Type 9 — Asset management | 2024-07-11 | present |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2024-03-11 | 2024-06-13 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2019-06-04 | 2024-03-11 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
Rep | Type 9 — Asset management | 2019-04-18 | 2019-06-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-21 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-21 | 2019-03-22 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-23 | 2019-03-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2014-04-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-11 | 2014-04-01 |