Sik Chiu Ng
吳錫釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sik Chiu Ng (吳錫釗), a licensed Responsible Officer with CE reference AXV108. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 — Advising on securities | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-02 | 2016-08-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2012-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2012-06-29 |