Keith Wong
黃尚傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Wong (黃尚傑), a licensed Responsible Officer with CE reference AXV636. Currently licensed at 1 firm(s): Winland Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winland Wealth Management Limited 永聯財富管理有限公司 |
RO | Type 4 — Advising on securities | 2017-09-05 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-03 | present |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-02 | 2017-07-03 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2011-10-31 |