Amy Yan Kei Au
區茵琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Yan Kei Au (區茵琪), a licensed former licensee with CE reference AXV664. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-12 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-12 | 2014-01-31 |