Zheng (SFC:AXW275) Li
李崢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng (SFC:AXW275) Li (李崢), a licensed former licensee with CE reference AXW275. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-05 | 2023-02-28 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2023-02-28 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-21 | 2019-04-21 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-01 | 2019-04-21 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-05-23 | 2017-11-21 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-14 | 2014-05-23 |