Peng (SFC:AXW307) Zhao
趙鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AXW307) Zhao (趙鵬), a licensed former licensee with CE reference AXW307. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-15 | 2014-03-28 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-01 | 2012-07-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-01 | 2012-07-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-16 | 2011-10-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-16 | 2011-10-27 |