Wing Lam Lau

劉永霖
CE No. AXY063 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam Lau (劉永霖), a licensed Responsible Officer with CE reference AXY063. Currently licensed at 2 firm(s): Amasse Asset Management Limited, Amasse Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Amasse Asset Management Limited
寶積資產管理有限公司
Rep Type 4 — Advising on securities 2022-04-26 present
Amasse Asset Management Limited
寶積資產管理有限公司
Rep Type 9 — Asset management 2022-04-26 present
Amasse Capital Limited
寶積資本有限公司
Rep Type 1 — Dealing in securities 2018-05-16 present
Amasse Capital Limited
寶積資本有限公司
RO Type 6 — Advising on corporate finance 2016-08-11 present
Amasse Capital Limited
寶積資本有限公司
Rep Type 6 — Advising on corporate finance 2014-08-12 2016-08-11
VMS Securities Limited
鼎珮證券有限公司
Rep Type 1 — Dealing in securities 2013-11-04 2014-08-03
VMS Securities Limited
鼎珮證券有限公司
Rep Type 6 — Advising on corporate finance 2013-11-04 2014-08-03
JW Capital Securities Limited
君威資本證券有限公司
Rep Type 6 — Advising on corporate finance 2011-08-25 2013-10-18

Related