Clive William Bromley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive William Bromley ( ), a licensed former licensee with CE reference AXY646. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-30 | 2011-09-30 |