Jung Soo Lee
李定洙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jung Soo Lee (李定洙), a licensed former licensee with CE reference AXY877. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-05-14 | 2024-12-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-07 | 2024-12-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-07 | 2024-12-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2019-08-07 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-26 | 2019-08-07 |