Wing Wa Lau
劉詠華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Wa Lau (劉詠華), a licensed Representative with CE reference AXZ499. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-15 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-15 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-07-15 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-01-20 | 2025-06-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-01-20 | 2025-06-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-01-20 | 2025-06-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-01-20 | 2025-06-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-01-20 | 2025-06-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-01-20 | 2025-06-06 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-28 | 2014-01-06 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-28 | 2014-01-06 |