Jenny Wai-Yee Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Wai-Yee Chan ( ), a licensed former licensee with CE reference AXZ591. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2012-07-04 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-05 | 2012-07-04 |