Stephane Albert Petermann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephane Albert Petermann ( ), a licensed former licensee with CE reference AXZ945. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2018-01-04 | 2019-10-03 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-01-04 | 2019-10-03 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2018-01-04 | 2019-10-03 |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2018-01-04 | 2019-10-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-03 | 2018-01-04 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-04-03 | 2018-01-04 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-03 | 2018-01-04 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-03 | 2018-01-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-20 | 2016-11-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-20 | 2016-11-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-09-20 | 2016-11-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-08 | 2016-09-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-08 | 2016-09-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-08 | 2016-09-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2013-07-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-05 | 2013-07-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-09-05 | 2013-07-08 |