Kenny Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Chen, a licensed former licensee with CE reference AYA774. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-05 | 2026-04-01 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-03 | 2026-04-01 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2026-04-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-15 | 2013-07-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-15 | 2013-07-10 |