Garrick James Cowley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garrick James Cowley, a licensed Responsible Officer with CE reference AYC429. Currently licensed at 1 firm(s): Sunrise Brokers (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-06-28 | present |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2023-06-28 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-04-17 | 2023-06-28 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-04-17 | 2023-06-28 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-22 | 2011-10-20 |