Yin Fan Kwok
郭燕芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Fan Kwok (郭燕芬), a licensed Responsible Officer with CE reference AYC902. Currently licensed at 3 firm(s): Fulbright Futures Limited, Fulbright Asset Management Limited, Fulbright Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-10-21 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-10-21 | present |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-21 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-21 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-21 | present |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-30 | 2019-01-21 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-30 | 2021-10-21 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-30 | 2019-01-21 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-07-30 | 2021-10-21 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-30 | 2021-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-04 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-04 | 2012-06-30 |