Nicholas Michael Gordon Thorn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Michael Gordon Thorn, a licensed Responsible Officer with CE reference AYD173. Currently licensed at 1 firm(s): EQT Partners Capital Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Capital Limited 殷拓資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-27 | present |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2015-12-17 |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2012-04-24 |