Xiaosu Zheng
鄭小粟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaosu Zheng (鄭小粟), a licensed former licensee with CE reference AYD639. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-21 | 2025-02-21 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-21 | 2025-02-21 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-21 | 2025-02-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-13 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-03 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-03 | 2021-01-31 |