Vickie Ming Ki Lau
劉明琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vickie Ming Ki Lau (劉明琪), a licensed Responsible Officer with CE reference AYE811. Currently licensed at 1 firm(s): 919 INVESTMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 919 INVESTMENT LIMITED 919投資有限公司 |
RO | Type 4 — Advising on securities | 2024-11-12 | present |
| 919 INVESTMENT LIMITED 919投資有限公司 |
RO | Type 9 — Asset management | 2024-11-12 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 — Asset management | 2017-04-11 | 2024-10-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-01 | 2024-10-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-24 | 2017-04-11 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-29 | 2015-03-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-07 | 2014-07-15 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-09 | 2014-04-17 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
Rep | Type 9 — Asset management | 2011-10-24 | 2013-11-30 |