Warut Promboon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warut Promboon, a licensed Representative with CE reference AYF098. Currently licensed at 1 firm(s): MLB Asset Management Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MLB Asset Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-13 | present |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
RO | Type 10 — Providing credit rating services | 2015-04-14 | 2017-04-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2013-07-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2013-07-25 |